| Website | |
| Description | The Stark & Stark Investment Management & Securities practice understands the legal and practical issues facing investment professionals in providing advice and counsel for investment adviser regulations, security arbitration, litigation and enforcement, broker-dealer regulations, investment company and hedge funds, investment banking & venture capital and corporate governance. Attorneys in the Investment Management & Securities Practice Group encompass a former enforcement attorney from a state securities agency, a former mutual fund and broker-dealer compliance director and corporate secretary, and a member of the NYSE and NASD Boards of Arbitrators. The Investment Management & Securities Practice Group’s Investment Adviser Regulation practice represents investment advisers, financial planners, and certified public accounting firms all over the United States. Our attorneys regularly talk about relevant issues at industry compliance seminars and CPA-CPE programs, and in local and national media. The Investment Adviser Regulation area also involves representing advisers before the SEC, CFTC, and the Department of Labor. We have experience in getting exemptive, no-action, and interpretive relief, assisting clients in regulatory examinations and representing them in enforcement actions. |
| Address |
993 Lenox Dr, Building 2 Lawrenceville New Jersey 08648 United States of America |
| Phone number | 800-535-3425 |
| Practice areas | Business and Industry Law |
| Rating | |
| Listing views | 159 listing views. |
| Submission Date | 03:28:2022 (Edited) |
Sorry, you don't have permission to post. Log in, or register if you haven't yet.
Longitude: -74.708793
Comments on Stark & Stark Attorneys at Law - Securities Litigation Attorney